Friday, February 22, 3:30 PM, 460-126
Selective pressures in sound change and phonological typology
University of Chicago
Why are some sound patterns more prevalent than others? As common
cross-language sound patterns are found to have physical phonetic
origins, the rare occurrence of certain sound patterns has often been
attributed to the low probability of the corresponding phonetic effects
being phonologized through sound change (e.g., Ohala, 1993, Blevins,
2004). Yet, given the wealth of articulatory and acoustic evidence of
systematic variation in speech, it remains a puzzle that not all
variations are phonologized into sound patterns or have analogs in the
diachronic domain (cf. Moreton, In press). As there would be no change
at all unless there were some structural or social advantage, however
small, in the new form, a theory of change and its directionality must
elucidate common, perhaps universal, selective advantages that
characterize the new variant (Kiparsky 1995).
In this talk, I identify four selective pressures (cognitive,
structural, social, and ecological) that affect the directionality of
variation and change. I argue for the centrality of speaker/listener's
evaluative strategies in modulating all non-ecological pressures.
Experimental results from three case studies will be presented in
support of this conclusion. Experiment 1 tests Cantonese speakers'
judgment of the wellformedness of syllables that are absent either
systematically or accidentally in Cantonese. Speakers' evaluation of
such unattested syllables is found to be gradient, contrary to the
predictions of classical theory of phonotactics and grammaticality;
speakers rely mainly on the lexical statistics of the language in making
their goodness judgments. Experiment 2 examines the role of phonetic
precursor robustness in explaining an apparent case of differential
phonologization (i.e. vowel-height-to-vowel-height dependencies are more
common than vowel height-consonantal voicing dependencies; Moreton In
press). Production results suggest that this instance of typological
asymmetry is best explained by differential phonetic precursor
robustness. That learners have more difficulties with learning
height-voicing dependencies than with height-height dependencies
(Moreton In press) can be explained by their lack of experience in
attending to phonetic dependencies between vowel height and voicing.
Experiment 3 tests the role perceptual compensation plays in explaining
the underphonologization of dependencies between tone height and length
in comparison to the overphonologization of dependencies between contour
tone and length. Experimental results show that, while English speakers
perceptually compensate for the articulatory effect of pitch height on
syllable duration, the effect of pitch movement on duration is left
unaccommodated. Speakers' differential compensatory responses to
phonetic variation might explain the ubiquity of differential
phonologization. Taken together, the results of these experiments
suggest that the way speakers deal with linguistic inputs is heavily
affected by the evaluative mechanisms that "filter" the
input. Thus in order to understand what types of variation and change
are possible, it is not enough to identify the seed of variation, as it
is traditionally done. Intrinsic variation in speech production and
perception provides only the necessary but not the sufficient condition
for change. Only through the identification of the evaluative mechanisms
that deal with these new variants can the explanation of phonologization
be complete.