29 January 1998
The Optimal Story about Second Position Phenomena
Stephen Anderson
Yale University
There are two sets of phenomena with respect to which the notion of
"second position" seems to turn up: (a) the location of certain clitics;
and (b) the positioning of the main verb in (certain constructions in)
certain languages. Is there any sense in which these have anything to do
with one another? The patron saint of seond position, Jakob Wackernagel,
thought so, but his account has little cogency in a modern context.
Despite this, is there any other sense in providing a unified account of
the two?
I. On Clitics
The basic nature of clitics is considered, and arguments are offered for
treating "special" clitics as the morphology of phrases, rather than as
lexical items subject to special syntactic movement. A preliminary account
of clitic placement in terms of operations similar to Word Formation Rules
is offered, and problems with this are noted.
II. Clitic Positioning in OT
Treating (special) clitics as the phrasal equivalent of morphological
affixation leads us to ask about the mechanisms by which such material is
placed in the Phonological Forms of syntactic objects. An account is
offered in terms of Optimality Theory, and it is shown that this has some
advantages. An analysis of second position clitics in Tagalog (among other
languages) is presented which accounts for a number of fundamental
regularities that have had to be stipulated in previous accounts, and
which
demonstrates the range of areas of grammatical structure relevant to the
OT
account of a clitic system.
III. On Verb Second
Armed with an account of second position clitic phenomena, we return to
the
question of whether Verb-second facts have anything in common with these.
We argue that essentially the same OT constraints that operate in placing
grammatical clitics in second position in some languages serve to force
syntactic Verb movement in others. Some consequences for the nature of
"GEN" in the OT framework are drawn.
This is a three-day series to be held on January 29, 30 and 31.
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